InsiderDirector
Phillip Goldstein Insider Trading Activity
Every SEC Form 4 transaction reported by Phillip Goldstein, sourced directly from SEC EDGAR and updated as new filings are accepted.
By Trabud · Insider-trading data from SEC EDGAR
Latest filing:
Compiled automatically from SEC EDGAR Form 4 filings and refreshed daily. Figures count purchases (code P) and sales (code S) only — not grants, option exercises, or gifts. How this page is built. Not investment advice.
Quick Answer
Is Phillip Goldstein buying or selling?
Phillip Goldstein reported 51 open-market buys ($3.0M) and 41 sells ($14.1M) across 92 Form 4 filings at 6 companies — a net selling position of $11.2M.
Source: SEC EDGAR Form 4
Key Statistics (as of Aug 21, 2026)
Total Form 4 filings
92
SEC EDGAR
Companies
6
Buys (51)
$3.0M
Sells (41)
$14.1M
Insider sentiment
Net sellingNet insider flow of $11.2M in net selling, filed between Jan 22, 2018 – Aug 21, 2026.
Companies Phillip Goldstein files for
Recent Phillip Goldstein transactions
| Date | Ticker | Role | Type | Shares | Value | Filing |
|---|---|---|---|---|---|---|
| Aug 21, 2026 | PCF | Director | Purchase | 25.0K | $134.4K | SEC ↗ |
| Aug 10, 2026 | PCF | Director | Purchase | 819 | $4.3K | SEC ↗ |
| Jul 8, 2026 | SWZ | Secretary | Purchase | 6.0K | $35.6K | SEC ↗ |
| Apr 9, 2026 | PCF | Director | Purchase | 5.7K | $31.0K | SEC ↗ |
| Mar 19, 2026 | SWZ | Secretary | Purchase | 10.0K | $59.8K | SEC ↗ |
| Mar 19, 2026 | PCF | Director | Purchase | 17.9K | $97.8K | SEC ↗ |
| Mar 9, 2026 | SWZ | Secretary | Purchase | 10.0K | $59.9K | SEC ↗ |
| Feb 25, 2026 | SWZ | Director | Purchase | 5.0K | $30.6K | SEC ↗ |
| Feb 10, 2026 | SWZ | Director | Purchase | 10.0K | $60.7K | SEC ↗ |
| Feb 4, 2026 | PCF | Director | Purchase | 17.5K | $106.0K | SEC ↗ |
| Feb 3, 2026 | SWZ | Director | Purchase | 10.0K | $59.2K | SEC ↗ |
| Dec 18, 2025 | PCF | Director | Purchase | 5.8K | $34.8K | SEC ↗ |
| Apr 8, 2025 | SPE | Chairman and Secretary | Purchase | 3.0K | $41.4K | SEC ↗ |
| Feb 26, 2025 | PCF | Director | Sale | 26.3K | $179.9K | SEC ↗ |
| Jan 21, 2025 | SWZ | Director | Sale | 4.5K | $38.3K | SEC ↗ |
| Jul 1, 2024 | PCF | Director | Sale | 90.0K | $623.7K | SEC ↗ |
| Jun 28, 2024 | PCF | Director | Sale | 144.6K | $990.9K | SEC ↗ |
| Jan 2, 2024 | SPE | Chairman and Secretary | Purchase | 1.4K | $16.1K | SEC ↗ |
| Apr 12, 2023 | PCF | Director | Purchase | 10.0K | $63.9K | SEC ↗ |
| Apr 10, 2023 | PCF | Director | Purchase | 9.5K | $61.0K | SEC ↗ |
| Apr 7, 2023 | SPE | Chairman and Secretary | Purchase | 7.4K | $80.3K | SEC ↗ |
| Mar 31, 2023 | SPE | Chairman and Secretary | Purchase | 2.2K | $24.3K | SEC ↗ |
| Mar 21, 2023 | PCF | Director | Purchase | 4.0K | $25.1K | SEC ↗ |
| Mar 15, 2023 | PCF | Director | Purchase | 790 | $5.0K | SEC ↗ |
| Feb 7, 2023 | SPE | Chairman and Secretary | Purchase | 2.0K | $23.7K | SEC ↗ |
Showing the 25 most recent filings of 92. Screen every filing.
Phillip Goldstein insider trading FAQ
Is Phillip Goldstein buying or selling?
Across 92 SEC Form 4 filings, Phillip Goldstein reported 51 open-market purchases totaling $3.0M and 41 sales totaling $14.1M — a net selling position of $11.2M.
Which companies does Phillip Goldstein file Form 4s for?
Phillip Goldstein has reported insider transactions at 6 companies, most often HIGH INCOME SECURITIES FUND (PCF), SPECIAL OPPORTUNITIES FUND, INC. (SPE), SWISS HELVETIA FUND, INC. (SWZ), MVC CAPITAL, INC. (MVC), HERZFELD CARIBBEAN BASIN FUND INC (HERZ).
How far back does Phillip Goldstein's filing history go?
Trabud holds Phillip Goldstein's SEC Form 4 filings from Jan 22, 2018 – Aug 21, 2026, sourced directly from SEC EDGAR.
Where does Trabud get Phillip Goldstein's insider trading data?
Directly from SEC EDGAR Form 4 filings. Every transaction on this page is a real filing accepted by the SEC, updated as new filings arrive.
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