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Phillip Goldstein Insider Trading Activity
Every SEC Form 4 transaction reported by Phillip Goldstein, sourced directly from SEC EDGAR and updated as new filings are accepted.
By Trabud Research Team · SEC Form 4 & insider trading data analysts
Last updated:
Quick Answer
Is Phillip Goldstein buying or selling?
Phillip Goldstein reported 50 open-market buys ($2.9M) and 41 sells ($14.1M) across 91 Form 4 filings at 6 companies — a net selling position of $11.3M.
Source: SEC EDGAR Form 4
Key Statistics (as of Aug 10, 2026)
Total Form 4 filings
91
SEC EDGAR
Companies
6
Buys (50)
$2.9M
Sells (41)
$14.1M
Insider sentiment
Net sellingNet insider flow of $11.3M in net selling, filed between Jan 22, 2018 – Aug 10, 2026.
Companies Phillip Goldstein files for
Recent Phillip Goldstein transactions
| Date | Ticker | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| Aug 10, 2026 | PCF | Director | Purchase | 819 | $4.3K |
| Jul 8, 2026 | SWZ | Secretary | Purchase | 6.0K | $35.6K |
| Apr 9, 2026 | PCF | Director | Purchase | 5.7K | $31.0K |
| Mar 19, 2026 | SWZ | Secretary | Purchase | 10.0K | $59.8K |
| Mar 19, 2026 | PCF | Director | Purchase | 17.9K | $97.8K |
| Mar 9, 2026 | SWZ | Secretary | Purchase | 10.0K | $59.9K |
| Feb 25, 2026 | SWZ | Director | Purchase | 5.0K | $30.6K |
| Feb 10, 2026 | SWZ | Director | Purchase | 10.0K | $60.7K |
| Feb 4, 2026 | PCF | Director | Purchase | 17.5K | $106.0K |
| Feb 3, 2026 | SWZ | Director | Purchase | 10.0K | $59.2K |
| Dec 18, 2025 | PCF | Director | Purchase | 5.8K | $34.8K |
| Apr 8, 2025 | SPE | Chairman and Secretary | Purchase | 3.0K | $41.4K |
| Feb 26, 2025 | PCF | Director | Sale | 26.3K | $179.9K |
| Jan 21, 2025 | SWZ | Director | Sale | 4.5K | $38.3K |
| Jul 1, 2024 | PCF | Director | Sale | 90.0K | $623.7K |
| Jun 28, 2024 | PCF | Director | Sale | 144.6K | $990.9K |
| Jan 2, 2024 | SPE | Chairman and Secretary | Purchase | 1.4K | $16.1K |
| Apr 12, 2023 | PCF | Director | Purchase | 10.0K | $63.9K |
| Apr 10, 2023 | PCF | Director | Purchase | 9.5K | $61.0K |
| Apr 7, 2023 | SPE | Chairman and Secretary | Purchase | 7.4K | $80.3K |
| Mar 31, 2023 | SPE | Chairman and Secretary | Purchase | 2.2K | $24.3K |
| Mar 21, 2023 | PCF | Director | Purchase | 4.0K | $25.1K |
| Mar 15, 2023 | PCF | Director | Purchase | 790 | $5.0K |
| Feb 7, 2023 | SPE | Chairman and Secretary | Purchase | 2.0K | $23.7K |
| Feb 1, 2023 | SPE | Chairman and Secretary | Purchase | 2.0K | $23.3K |
Showing the 25 most recent filings of 91. Screen every filing.
Phillip Goldstein insider trading FAQ
Is Phillip Goldstein buying or selling?
Across 91 SEC Form 4 filings, Phillip Goldstein reported 50 open-market purchases totaling $2.9M and 41 sales totaling $14.1M — a net selling position of $11.3M.
Which companies does Phillip Goldstein file Form 4s for?
Phillip Goldstein has reported insider transactions at 6 companies, most often HIGH INCOME SECURITIES FUND (PCF), SPECIAL OPPORTUNITIES FUND, INC. (SPE), SWISS HELVETIA FUND, INC. (SWZ), MVC CAPITAL, INC. (MVC), HERZFELD CARIBBEAN BASIN FUND INC (HERZ).
How far back does Phillip Goldstein's filing history go?
Trabud holds Phillip Goldstein's SEC Form 4 filings from Jan 22, 2018 – Aug 10, 2026, sourced directly from SEC EDGAR.
Where does Trabud get Phillip Goldstein's insider trading data?
Directly from SEC EDGAR Form 4 filings. Every transaction on this page is a real filing accepted by the SEC, updated as new filings arrive.
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