Total Return Securities Fund Insider Trading Activity
Every SEC Form 4 insider transaction reported for Total Return Securities Fund (SWZ), sourced directly from SEC EDGAR and updated as new filings are accepted.
By Trabud · Insider-trading data from SEC EDGAR
Latest filing:
Compiled automatically from SEC EDGAR Form 4 filings and refreshed daily. Figures count purchases (code P) and sales (code S) only — not grants, option exercises, or gifts. How this page is built. Not investment advice.
Quick Answer
Are SWZ insiders buying or selling?
In the last 12 months, Total Return Securities Fund insiders reported 35 open-market purchases ($1.5M) and 3 sales ($347.2K) — net buying of $1.1M. Since January 2018, Trabud has recorded 77 Form 4 filings for SWZ: 66 buys ($3.4M) and 11 sells ($1.4M).
Source: SEC EDGAR Form 4
Key Statistics (January 2018 – Sep 30, 2026)
Total Form 4 filings
77
SEC EDGAR
Insider filers
6
Insider buys (66)
$3.4M
Insider sells (11)
$1.4M
Insider sentiment
Net buyingNet insider flow of $2.0M in net buying since January 2018, and $1.1M in net buying over the last 12 months. 7 insider buys in the last 90 days.
Recent SWZ insider transactions
| Date | Insider | Role | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Sep 30, 2026 | Moritz A Sell | Director | Purchase | 2.0K | $5.76 | $11.5K | SEC ↗ |
| Sep 29, 2026 | Andrew Dakos | President and CEO | Purchase | 20.0K | $5.79 | $115.8K | SEC ↗ |
| Sep 1, 2026 | Moritz A Sell | Director | Purchase | 3.0K | $5.98 | $17.9K | SEC ↗ |
| Aug 25, 2026 | Rajeev P Das | Secretary | Purchase | 3.1K | $5.93 | $18.2K | SEC ↗ |
| Aug 12, 2026 | Moritz A Sell | Director | Purchase | 1.0K | $5.91 | $5.9K | SEC ↗ |
| Jul 24, 2026 | Moritz A Sell | Director | Purchase | 2.5K | $5.87 | $14.8K | SEC ↗ |
| Jul 22, 2026 | Moritz A Sell | Director | Purchase | 1.5K | $5.92 | $8.8K | SEC ↗ |
| Jul 8, 2026 | Phillip Goldstein | Secretary | Purchase | 6.0K | $5.95 | $35.6K | SEC ↗ |
| Jul 7, 2026 | Andrew Dakos | President and CEO | Purchase | 5.0K | $5.92 | $29.6K | SEC ↗ |
| Jun 30, 2026 | Moritz A Sell | Director | Purchase | 4.1K | $5.90 | $24.2K | SEC ↗ |
| Jun 22, 2026 | Moritz A Sell | Director | Purchase | 2.0K | $5.91 | $11.8K | SEC ↗ |
| Jun 17, 2026 | Moritz A Sell | Director | Purchase | 2.2K | $5.96 | $12.8K | SEC ↗ |
| Jun 1, 2026 | Moritz A Sell | Director | Purchase | 1.0K | $6.01 | $6.0K | SEC ↗ |
| May 29, 2026 | Andrew Dakos | President and CEO | Purchase | 13.0K | $5.98 | $77.7K | SEC ↗ |
| May 20, 2026 | Andrew Dakos | President and CEO | Purchase | 7.0K | $5.95 | $41.7K | SEC ↗ |
| Apr 27, 2026 | Moritz A Sell | Director | Purchase | 1.0K | $6.07 | $6.1K | SEC ↗ |
| Apr 20, 2026 | Andrew Dakos | President and CEO | Purchase | 11.3K | $6.06 | $68.3K | SEC ↗ |
| Apr 9, 2026 | Andrew Dakos | President and CEO | Purchase | 6.0K | $5.97 | $35.8K | SEC ↗ |
| Apr 6, 2026 | Andrew Dakos | President and CEO | Purchase | 5.0K | $5.93 | $29.4K | SEC ↗ |
| Mar 31, 2026 | Andrew Dakos | President and CEO | Purchase | 11.2K | $5.91 | $66.2K | SEC ↗ |
| Mar 26, 2026 | Andrew Dakos | President and CEO | Purchase | 6.0K | $5.96 | $35.8K | SEC ↗ |
| Mar 19, 2026 | Phillip Goldstein | Secretary | Purchase | 10.0K | $5.98 | $59.8K | SEC ↗ |
| Mar 13, 2026 | Andrew Dakos | President and CEO | Purchase | 5.0K | $6.00 | $30.1K | SEC ↗ |
| Mar 9, 2026 | Andrew Dakos | President and CEO | Purchase | 24.5K | $5.99 | $146.7K | SEC ↗ |
| Mar 9, 2026 | Phillip Goldstein | Secretary | Purchase | 10.0K | $5.99 | $59.9K | SEC ↗ |
Showing the 25 most recent of 77 Form 4 filings for Total Return Securities Fund.
Most active SWZ insiders
- Andrew Dakos29 filings
- Phillip Goldstein19 filings
- Moritz A Sell18 filings
- Gerald Hellerman7 filings
- CSS LLC/IL3 filings
Ask anything about SWZ insider activity
Use Trabud's AI agent to query Total Return Securities Fund's Form 4 history in plain English — "Show me SWZ CEO purchases this year" or compare it against any other ticker.
Open the AI agentSWZ insider trading FAQ
Are Total Return Securities Fund insiders buying or selling?
In the last 12 months, Total Return Securities Fund insiders reported 35 open-market purchases ($1.5M) and 3 sales ($347.2K) — net buying of $1.1M. Since January 2018, Trabud has recorded 77 Form 4 filings for SWZ: 66 buys ($3.4M) and 11 sells ($1.4M). Over the full record that is net buying of $2.0M.
How many insiders trade SWZ stock?
6 distinct insider filers — officers, directors, 10%+ owners, and investment groups filing jointly — have reported Form 4 transactions for Total Return Securities Fund. The most recent filing was accepted on Sep 30, 2026.
Where does Trabud get SWZ insider trading data?
All SWZ insider trading data comes directly from official SEC EDGAR Form 4 filings, which corporate insiders must submit within two business days of a transaction under Section 16(a) of the Securities Exchange Act of 1934.