SWZFinancial Services
Total Return Securities Fund Insider Trading Activity
Every SEC Form 4 insider transaction reported for Total Return Securities Fund (SWZ), sourced directly from SEC EDGAR and updated as new filings are accepted.
By Trabud Research Team · SEC Form 4 & insider trading data analysts
Last updated:
Quick Answer
Are SWZ insiders buying or selling?
Total Return Securities Fund insiders reported 49 open-market buys ($2.3M) and 11 sells ($1.4M) across 60 Form 4 filings — a net buying position of $947.7K.
Source: SEC EDGAR Form 4
Key Statistics (as of Jul 8, 2026)
Total Form 4 filings
60
SEC EDGAR
Insider filers
5
Insider buys (49)
$2.3M
Insider sells (11)
$1.4M
Insider sentiment
Net buyingNet insider flow of $947.7K in net buying. 9 insider buys in the last 90 days.
Recent SWZ insider transactions
| Date | Insider | Role | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Jul 8, 2026 | GOLDSTEIN PHILLIP | Secretary | Purchase | 6.0K | $5.95 | $35.6K |
| Jul 7, 2026 | Andrew Dakos | President and CEO | Purchase | 5.0K | $5.92 | $29.6K |
| Jun 30, 2026 | Moritz A Sell | Director | Purchase | 4.1K | $5.90 | $24.2K |
| Jun 22, 2026 | Moritz A Sell | Director | Purchase | 2.0K | $5.91 | $11.8K |
| Jun 17, 2026 | Moritz A Sell | Director | Purchase | 2.2K | $5.96 | $12.8K |
| Jun 1, 2026 | Moritz A Sell | Director | Purchase | 1.0K | $6.01 | $6.0K |
| May 29, 2026 | Andrew Dakos | President and CEO | Purchase | 13.0K | $5.98 | $77.7K |
| May 20, 2026 | Andrew Dakos | President and CEO | Purchase | 7.0K | $5.95 | $41.7K |
| Apr 27, 2026 | Moritz A Sell | Director | Purchase | 1.0K | $6.07 | $6.1K |
| Apr 20, 2026 | Andrew Dakos | President and CEO | Purchase | 11.3K | $6.06 | $68.3K |
| Apr 9, 2026 | Andrew Dakos | President and CEO | Purchase | 6.0K | $5.97 | $35.8K |
| Apr 6, 2026 | Andrew Dakos | President and CEO | Purchase | 5.0K | $5.93 | $29.4K |
| Mar 31, 2026 | Andrew Dakos | President and CEO | Purchase | 11.2K | $5.91 | $66.2K |
| Mar 26, 2026 | Andrew Dakos | President and CEO | Purchase | 6.0K | $5.96 | $35.8K |
| Mar 19, 2026 | GOLDSTEIN PHILLIP | Secretary | Purchase | 10.0K | $5.98 | $59.8K |
| Mar 13, 2026 | Andrew Dakos | President and CEO | Purchase | 5.0K | $6.00 | $30.1K |
| Mar 9, 2026 | Andrew Dakos | President and CEO | Purchase | 24.5K | $5.99 | $146.7K |
| Mar 9, 2026 | GOLDSTEIN PHILLIP | Secretary | Purchase | 10.0K | $5.99 | $59.9K |
| Mar 4, 2026 | Andrew Dakos | President and CEO | Purchase | 14.9K | $6.02 | $89.8K |
| Mar 2, 2026 | Andrew Dakos | President and CEO | Purchase | 7.0K | $6.18 | $43.3K |
| Feb 25, 2026 | GOLDSTEIN PHILLIP | Director | Purchase | 5.0K | $6.13 | $30.6K |
| Feb 25, 2026 | Andrew Dakos | President and CEO | Purchase | 5.7K | $6.14 | $34.9K |
| Feb 23, 2026 | Andrew Dakos | President and CEO | Purchase | 8.0K | $6.13 | $49.1K |
| Feb 10, 2026 | GOLDSTEIN PHILLIP | Director | Purchase | 10.0K | $6.07 | $60.7K |
| Feb 5, 2026 | Andrew Dakos | President and CEO | Purchase | 16.0K | $5.99 | $95.8K |
Showing the 25 most recent of 60 Form 4 filings for Total Return Securities Fund.
Most active SWZ insiders
- GOLDSTEIN PHILLIP19 filings
- Andrew Dakos18 filings
- Moritz A Sell13 filings
- Gerald Hellerman7 filings
- CSS LLC/IL3 filings
Ask anything about SWZ insider activity
Use Trabud's AI agent to query Total Return Securities Fund's Form 4 history in plain English — "Show me SWZ CEO purchases this year" or compare it against any other ticker.
Open the AI agentSWZ insider trading FAQ
Are Total Return Securities Fund insiders buying or selling?
Across 60 SEC Form 4 filings, Total Return Securities Fund (SWZ) insiders reported 49 open-market purchases totaling $2.3M and 11 sales totaling $1.4M. That is a net buying position of $947.7K.
How many insiders trade SWZ stock?
5 distinct insider filers — officers, directors, 10%+ owners, and investment groups filing jointly — have reported Form 4 transactions for Total Return Securities Fund. The most recent filing was accepted on Jul 8, 2026.
Where does Trabud get SWZ insider trading data?
All SWZ insider trading data comes directly from official SEC EDGAR Form 4 filings, which corporate insiders must submit within two business days of a transaction under Section 16(a) of the Securities Exchange Act of 1934.
Looking for another company? Browse all tracked companies.