RIVFinancial Services
RIVERNORTH OPPORTUNITIES FUND, INC. Insider Trading Activity
Every SEC Form 4 insider transaction reported for RIVERNORTH OPPORTUNITIES FUND, INC. (RIV), sourced directly from SEC EDGAR and updated as new filings are accepted.
By Trabud Research Team · SEC Form 4 & insider trading data analysts
Last updated:
Quick Answer
Are RIV insiders buying or selling?
RIVERNORTH OPPORTUNITIES FUND, INC. insiders reported 20 open-market buys ($1.5M) and 40 sells ($5.5M) across 60 Form 4 filings — a net selling position of $4.0M.
Source: SEC EDGAR Form 4
Key Statistics (as of Apr 11, 2023)
Total Form 4 filings
60
SEC EDGAR
Insider filers
8
Insider buys (20)
$1.5M
Insider sells (40)
$5.5M
Insider sentiment
Net sellingNet insider flow of $4.0M in net selling.
Recent RIV insider transactions
| Date | Insider | Role | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Apr 11, 2023 | Jerry Raio | Director | Purchase | 1.5K | $11.55 | $17.3K |
| Dec 6, 2022 | Patrick W. Galley | President | Purchase | 41.9K | $0.00 | $0 |
| Nov 22, 2022 | John Wayne Hutchens | Director | Purchase | 2.8K | $11.93 | $33.1K |
| Jan 26, 2022 | Stephen Andrew O'Neill | Other | Purchase | 5.0K | $14.95 | $74.7K |
| Nov 17, 2021 | Stephen Andrew O'Neill | Other | Purchase | 16.6K | $16.81 | $278.3K |
| Nov 17, 2021 | John Wayne Hutchens | Director | Purchase | 1.7K | $16.81 | $28.0K |
| Nov 16, 2021 | Stephen Andrew O'Neill | Other | Purchase | 16.6K | $16.81 | $278.3K |
| Nov 15, 2021 | David Swanson | Director | Purchase | 344 | $16.81 | $5.8K |
| Jun 8, 2021 | Brian H Schmucker | Other | Sale | 4.0K | $17.88 | $71.5K |
| May 11, 2021 | RIVERNORTH CAPITAL MANAGEMENT, LLC | Other | Sale | 13.7K | $18.07 | $247.9K |
| May 5, 2021 | RIVERNORTH CAPITAL MANAGEMENT, LLC | Other | Sale | 5.3K | $17.68 | $93.7K |
| Apr 28, 2021 | RIVERNORTH CAPITAL MANAGEMENT, LLC | Other | Sale | 5.0K | $17.47 | $87.3K |
| Apr 15, 2021 | RIVERNORTH CAPITAL MANAGEMENT, LLC | Other | Sale | 7.1K | $17.77 | $126.4K |
| Apr 6, 2021 | Brian H Schmucker | Other | Sale | 22.6K | $17.43 | $394.3K |
| Apr 6, 2021 | RIVERNORTH CAPITAL MANAGEMENT, LLC | Other | Sale | 4.0K | $17.60 | $70.4K |
| Mar 24, 2021 | RIVERNORTH CAPITAL MANAGEMENT, LLC | Other | Sale | 6.3K | $17.36 | $109.0K |
| Mar 19, 2021 | RIVERNORTH CAPITAL MANAGEMENT, LLC | Other | Sale | 5.0K | $17.68 | $88.4K |
| Mar 17, 2021 | RIVERNORTH CAPITAL MANAGEMENT, LLC | Other | Sale | 19.0K | $17.38 | $330.3K |
| Mar 4, 2021 | RIVERNORTH CAPITAL MANAGEMENT, LLC | Other | Sale | 7.6K | $17.37 | $132.6K |
| Feb 12, 2021 | RIVERNORTH CAPITAL MANAGEMENT, LLC | Other | Sale | 18.2K | $17.42 | $317.8K |
| Feb 9, 2021 | RIVERNORTH CAPITAL MANAGEMENT, LLC | Other | Sale | 10.8K | $17.31 | $186.8K |
| Feb 4, 2021 | RIVERNORTH CAPITAL MANAGEMENT, LLC | Other | Sale | 9.5K | $17.01 | $160.9K |
| Nov 9, 2020 | David Swanson | Director | Purchase | 258 | $14.08 | $3.6K |
| Mar 25, 2020 | Stephen Andrew O'Neill | Other | Purchase | 2.5K | $9.38 | $23.5K |
| Mar 16, 2020 | Patrick W. Galley | Director | Purchase | 2.9K | $12.46 | $35.8K |
Showing the 25 most recent of 60 Form 4 filings for RIVERNORTH OPPORTUNITIES FUND, INC..
Most active RIV insiders
- RIVERNORTH CAPITAL MANAGEMENT, LLC34 filings
- Stephen Andrew O'Neill6 filings
- Brian H Schmucker5 filings
- David Swanson4 filings
- John Wayne Hutchens4 filings
Ask anything about RIV insider activity
Use Trabud's AI agent to query RIVERNORTH OPPORTUNITIES FUND, INC.'s Form 4 history in plain English — "Show me RIV CEO purchases this year" or compare it against any other ticker.
Open the AI agentRIV insider trading FAQ
Are RIVERNORTH OPPORTUNITIES FUND, INC. insiders buying or selling?
Across 60 SEC Form 4 filings, RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) insiders reported 20 open-market purchases totaling $1.5M and 40 sales totaling $5.5M. That is a net selling position of $4.0M.
How many insiders trade RIV stock?
8 distinct insider filers — officers, directors, 10%+ owners, and investment groups filing jointly — have reported Form 4 transactions for RIVERNORTH OPPORTUNITIES FUND, INC.. The most recent filing was accepted on Apr 11, 2023.
Where does Trabud get RIV insider trading data?
All RIV insider trading data comes directly from official SEC EDGAR Form 4 filings, which corporate insiders must submit within two business days of a transaction under Section 16(a) of the Securities Exchange Act of 1934.
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