Guggenheim Active Allocation Fund Insider Trading Activity
Every SEC Form 4 insider transaction reported for Guggenheim Active Allocation Fund (GUG), sourced directly from SEC EDGAR and updated as new filings are accepted.
By Trabud · Insider-trading data from SEC EDGAR
Latest filing:
Compiled automatically from SEC EDGAR Form 4 filings and refreshed daily. Figures count purchases (code P) and sales (code S) only — not grants, option exercises, or gifts. How this page is built. Not investment advice.
Quick Answer
Are GUG insiders buying or selling?
In the last 12 months, Guggenheim Active Allocation Fund insiders reported 1 open-market purchase ($5.0K) and 1 sale ($47.5K) — net selling of $42.6K. Since November 2021, Trabud has recorded 63 Form 4 filings for GUG: 61 buys ($1.2M) and 2 sells ($55.8K).
Source: SEC EDGAR Form 4
What stands out
- The largest open-market purchase in the last 12 months was $5.0K by Ronald Nyberg (Director) on Dec 19, 2025. SEC ↗
- The most recent open-market purchase was reported on Dec 19, 2025 (9 months ago).
Key Statistics (November 2021 – Mar 9, 2026)
Total Form 4 filings
63
SEC EDGAR
Insider filers
5
Insider buys (61)
$1.2M
Insider sells (2)
$55.8K
Insider sentiment
Net buyingNet insider flow of $1.1M in net buying since November 2021, and $42.6K in net selling over the last 12 months.
Recent GUG insider transactions
| Date | Insider | Role | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Mar 9, 2026 | Randall C Barnes | Director | Sale | 3.0K | $15.85 | $47.5K | SEC ↗ |
| Dec 19, 2025 | Ronald Nyberg | Director | Purchase | 321 | $15.53 | $5.0K | SEC ↗ |
| May 8, 2025 | Ronald Nyberg | Director | Purchase | 1.3K | $15.15 | $19.8K | SEC ↗ |
| Apr 1, 2025 | Ronald E Toupin JR | Director | Purchase | 1.5K | $15.10 | $22.6K | SEC ↗ |
| Oct 4, 2024 | Randall C Barnes | Director | Sale | 500 | $16.45 | $8.2K | SEC ↗ |
| Sep 3, 2024 | Angela Brock-Kyle | Director | Purchase | 909.43 | $15.94 | $14.5K | SEC ↗ |
| Apr 1, 2024 | Ronald E Toupin JR | Director | Purchase | 194 | $14.65 | $2.8K | SEC ↗ |
| Jan 30, 2024 | Randall C Barnes | Director | Purchase | 385 | $14.50 | $5.6K | SEC ↗ |
| Dec 29, 2023 | Ronald E Toupin JR | Director | Purchase | 200 | $14.67 | $2.9K | SEC ↗ |
| Dec 13, 2023 | Randall C Barnes | Director | Purchase | 5.9K | $13.92 | $81.8K | SEC ↗ |
| Dec 11, 2023 | Randall C Barnes | Director | Purchase | 2.0K | $14.07 | $28.1K | SEC ↗ |
| Dec 8, 2023 | Randall C Barnes | Director | Purchase | 7.7K | $14.12 | $109.1K | SEC ↗ |
| Dec 7, 2023 | Randall C Barnes | Director | Purchase | 14.7K | $14.01 | $206.0K | SEC ↗ |
| Dec 6, 2023 | Randall C Barnes | Director | Purchase | 6.0K | $13.92 | $83.5K | SEC ↗ |
| Nov 30, 2023 | Ronald E Toupin JR | Director | Purchase | 200 | $13.73 | $2.7K | SEC ↗ |
| Nov 30, 2023 | Randall C Barnes | Director | Purchase | 1.0K | $13.85 | $13.8K | SEC ↗ |
| Nov 1, 2023 | Randall C Barnes | Director | Purchase | 1.0K | $12.99 | $13.0K | SEC ↗ |
| Oct 31, 2023 | Ronald E Toupin JR | Director | Purchase | 220 | $13.04 | $2.9K | SEC ↗ |
| Oct 23, 2023 | Angela Brock-Kyle | Director | Purchase | 775 | $12.90 | $10.0K | SEC ↗ |
| Sep 29, 2023 | Ronald E Toupin JR | Director | Purchase | 215 | $13.54 | $2.9K | SEC ↗ |
| Sep 29, 2023 | Randall C Barnes | Director | Purchase | 1.8K | $13.58 | $24.2K | SEC ↗ |
| Sep 5, 2023 | Randall C Barnes | Director | Purchase | 1.4K | $13.98 | $19.4K | SEC ↗ |
| Sep 1, 2023 | Randall C Barnes | Director | Purchase | 333 | $14.10 | $4.7K | SEC ↗ |
| Sep 1, 2023 | Ronald E Toupin JR | Director | Purchase | 202 | $14.10 | $2.8K | SEC ↗ |
| Aug 1, 2023 | Randall C Barnes | Director | Purchase | 1.7K | $14.16 | $24.5K | SEC ↗ |
Showing the 25 most recent of 63 Form 4 filings for Guggenheim Active Allocation Fund.
Most active GUG insiders
- Randall C Barnes32 filings
- Ronald E Toupin JR22 filings
- Angela Brock-Kyle5 filings
- Ronald Nyberg3 filings
- Sandra G Sponem1 filing
Ask anything about GUG insider activity
Use Trabud's AI agent to query Guggenheim Active Allocation Fund's Form 4 history in plain English — "Show me GUG CEO purchases this year" or compare it against any other ticker.
Open the AI agentGUG insider trading FAQ
Are Guggenheim Active Allocation Fund insiders buying or selling?
In the last 12 months, Guggenheim Active Allocation Fund insiders reported 1 open-market purchase ($5.0K) and 1 sale ($47.5K) — net selling of $42.6K. Since November 2021, Trabud has recorded 63 Form 4 filings for GUG: 61 buys ($1.2M) and 2 sells ($55.8K). Over the full record that is net buying of $1.1M.
How many insiders trade GUG stock?
5 distinct insider filers — officers, directors, 10%+ owners, and investment groups filing jointly — have reported Form 4 transactions for Guggenheim Active Allocation Fund. The most recent filing was accepted on Mar 9, 2026.
Where does Trabud get GUG insider trading data?
All GUG insider trading data comes directly from official SEC EDGAR Form 4 filings, which corporate insiders must submit within two business days of a transaction under Section 16(a) of the Securities Exchange Act of 1934.