GUGFinancial Services
Guggenheim Active Allocation Fund Insider Trading Activity
Every SEC Form 4 insider transaction reported for Guggenheim Active Allocation Fund (GUG), sourced directly from SEC EDGAR and updated as new filings are accepted.
By Trabud Research Team · SEC Form 4 & insider trading data analysts
Last updated:
Quick Answer
Are GUG insiders buying or selling?
Guggenheim Active Allocation Fund insiders reported 61 open-market buys ($1.2M) and 2 sells ($55.8K) across 63 Form 4 filings — a net buying position of $1.1M.
Source: SEC EDGAR Form 4
Key Statistics (as of Mar 9, 2026)
Total Form 4 filings
63
SEC EDGAR
Insider filers
5
Insider buys (61)
$1.2M
Insider sells (2)
$55.8K
Insider sentiment
Net buyingNet insider flow of $1.1M in net buying.
Recent GUG insider transactions
| Date | Insider | Role | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Mar 9, 2026 | Randall C Barnes | Director | Sale | 3.0K | $15.85 | $47.5K |
| Dec 19, 2025 | Ronald Nyberg | Director | Purchase | 321 | $15.53 | $5.0K |
| May 8, 2025 | Ronald Nyberg | Director | Purchase | 1.3K | $15.15 | $19.8K |
| Apr 1, 2025 | Ronald E Toupin JR | Director | Purchase | 1.5K | $15.10 | $22.6K |
| Oct 4, 2024 | Randall C Barnes | Director | Sale | 500 | $16.45 | $8.2K |
| Sep 3, 2024 | Angela Brock-Kyle | Director | Purchase | 909.43 | $15.94 | $14.5K |
| Apr 1, 2024 | Ronald E Toupin JR | Director | Purchase | 194 | $14.65 | $2.8K |
| Jan 30, 2024 | Randall C Barnes | Director | Purchase | 385 | $14.50 | $5.6K |
| Dec 29, 2023 | Ronald E Toupin JR | Director | Purchase | 200 | $14.67 | $2.9K |
| Dec 13, 2023 | Randall C Barnes | Director | Purchase | 5.9K | $13.92 | $81.8K |
| Dec 11, 2023 | Randall C Barnes | Director | Purchase | 2.0K | $14.07 | $28.1K |
| Dec 8, 2023 | Randall C Barnes | Director | Purchase | 7.7K | $14.12 | $109.1K |
| Dec 7, 2023 | Randall C Barnes | Director | Purchase | 14.7K | $14.01 | $206.0K |
| Dec 6, 2023 | Randall C Barnes | Director | Purchase | 6.0K | $13.92 | $83.5K |
| Nov 30, 2023 | Ronald E Toupin JR | Director | Purchase | 200 | $13.73 | $2.7K |
| Nov 30, 2023 | Randall C Barnes | Director | Purchase | 1.0K | $13.85 | $13.8K |
| Nov 1, 2023 | Randall C Barnes | Director | Purchase | 1.0K | $12.99 | $13.0K |
| Oct 31, 2023 | Ronald E Toupin JR | Director | Purchase | 220 | $13.04 | $2.9K |
| Oct 23, 2023 | Angela Brock-Kyle | Director | Purchase | 775 | $12.90 | $10.0K |
| Sep 29, 2023 | Ronald E Toupin JR | Director | Purchase | 215 | $13.54 | $2.9K |
| Sep 29, 2023 | Randall C Barnes | Director | Purchase | 1.8K | $13.58 | $24.2K |
| Sep 5, 2023 | Randall C Barnes | Director | Purchase | 1.4K | $13.98 | $19.4K |
| Sep 1, 2023 | Randall C Barnes | Director | Purchase | 333 | $14.10 | $4.7K |
| Sep 1, 2023 | Ronald E Toupin JR | Director | Purchase | 202 | $14.10 | $2.8K |
| Aug 1, 2023 | Randall C Barnes | Director | Purchase | 1.7K | $14.16 | $24.5K |
Showing the 25 most recent of 63 Form 4 filings for Guggenheim Active Allocation Fund.
Most active GUG insiders
- Randall C Barnes32 filings
- Ronald E Toupin JR22 filings
- Angela Brock-Kyle5 filings
- Ronald Nyberg3 filings
- Sandra G Sponem1 filing
Ask anything about GUG insider activity
Use Trabud's AI agent to query Guggenheim Active Allocation Fund's Form 4 history in plain English — "Show me GUG CEO purchases this year" or compare it against any other ticker.
Open the AI agentGUG insider trading FAQ
Are Guggenheim Active Allocation Fund insiders buying or selling?
Across 63 SEC Form 4 filings, Guggenheim Active Allocation Fund (GUG) insiders reported 61 open-market purchases totaling $1.2M and 2 sales totaling $55.8K. That is a net buying position of $1.1M.
How many insiders trade GUG stock?
5 distinct insider filers — officers, directors, 10%+ owners, and investment groups filing jointly — have reported Form 4 transactions for Guggenheim Active Allocation Fund. The most recent filing was accepted on Mar 9, 2026.
Where does Trabud get GUG insider trading data?
All GUG insider trading data comes directly from official SEC EDGAR Form 4 filings, which corporate insiders must submit within two business days of a transaction under Section 16(a) of the Securities Exchange Act of 1934.
Looking for another company? Browse all tracked companies.