CAPITAL SOUTHWEST CORP Insider Trading Activity
Every SEC Form 4 insider transaction reported for CAPITAL SOUTHWEST CORP (CSWC), sourced directly from SEC EDGAR and updated as new filings are accepted.
By Trabud · Insider-trading data from SEC EDGAR
Latest filing:
Compiled automatically from SEC EDGAR Form 4 filings and refreshed daily. Figures count purchases (code P) and sales (code S) only — not grants, option exercises, or gifts. How this page is built. Not investment advice.
Quick Answer
Are CSWC insiders buying or selling?
In the last 12 months, CAPITAL SOUTHWEST CORP insiders reported 7 open-market purchases ($161.3K) and 0 sales ($0) — net buying of $161.3K. Since February 2018, Trabud has recorded 55 Form 4 filings for CSWC: 55 buys ($2.3M) and 0 sells ($0).
Source: SEC EDGAR Form 4
What stands out
- The largest open-market purchase in the last 12 months was $59.0K by Michael Scott Sarner (President and CEO) on Mar 2, 2026. SEC ↗
- The most recent open-market purchase was reported on Oct 1, 2026 (18 days ago).
Key Statistics (February 2018 – Oct 1, 2026)
Total Form 4 filings
55
SEC EDGAR
Insider filers
9
Insider buys (55)
$2.3M
Insider sells (0)
$0
Insider sentiment
Net buyingNet insider flow of $2.3M in net buying since February 2018, and $161.3K in net buying over the last 12 months. 1 insider buy in the last 90 days.
Recent CSWC insider transactions
| Date | Insider | Role | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Oct 1, 2026 | William R Thomas III | Director | Purchase | 2.2K | $23.04 | $50.0K | SEC ↗ |
| Jun 30, 2026 | Ramona Lynn Rogers-Windsor | Director | Purchase | 210.96 | $23.70 | $5.0K | SEC ↗ |
| Jun 18, 2026 | Christine Battist | Director | Purchase | 860 | $23.23 | $20.0K | SEC ↗ |
| Jun 5, 2026 | William R Thomas III | Director | Purchase | 339 | $24.87 | $8.4K | SEC ↗ |
| Jun 1, 2026 | Ramona Lynn Rogers-Windsor | Director | Purchase | 213 | $23.42 | $5.0K | SEC ↗ |
| Mar 2, 2026 | Michael Scott Sarner | President and CEO | Purchase | 2.7K | $21.90 | $59.0K | SEC ↗ |
| Feb 9, 2026 | Christine Battist | Director | Purchase | 600 | $23.16 | $13.9K | SEC ↗ |
| Oct 1, 2025 | Ramona Lynn Rogers-Windsor | Director | Purchase | 463 | $21.55 | $10.0K | SEC ↗ |
| Aug 21, 2025 | Christine Battist | Director | Purchase | 667 | $22.45 | $15.0K | SEC ↗ |
| Jun 23, 2025 | Ramona Lynn Rogers-Windsor | Director | Purchase | 471 | $21.19 | $10.0K | SEC ↗ |
| May 28, 2025 | Christine Battist | Director | Purchase | 476 | $20.87 | $9.9K | SEC ↗ |
| Mar 26, 2025 | Ramona Lynn Rogers-Windsor | Director | Purchase | 450 | $22.52 | $10.1K | SEC ↗ |
| Dec 12, 2024 | Ramona Lynn Rogers-Windsor | Director | Purchase | 250 | $22.67 | $5.7K | SEC ↗ |
| Nov 8, 2024 | Christine Battist | Director | Purchase | 256 | $23.13 | $5.9K | SEC ↗ |
| Nov 7, 2024 | Ramona Lynn Rogers-Windsor | Director | Purchase | 500 | $23.07 | $11.5K | SEC ↗ |
| Sep 16, 2024 | Ramona Lynn Rogers-Windsor | Director | Purchase | 250 | $25.03 | $6.3K | SEC ↗ |
| Aug 9, 2024 | Christine Battist | Director | Purchase | 406 | $23.94 | $9.7K | SEC ↗ |
| Jun 28, 2024 | Ramona Lynn Rogers-Windsor | Director | Purchase | 200 | $26.13 | $5.2K | SEC ↗ |
| Jun 24, 2024 | Christine Battist | Director | Purchase | 197 | $24.96 | $4.9K | SEC ↗ |
| Jun 4, 2024 | William R Thomas III | Director | Purchase | 9.4K | $25.87 | $243.1K | SEC ↗ |
| May 30, 2024 | Christine Battist | Director | Purchase | 192 | $25.25 | $4.8K | SEC ↗ |
| May 23, 2024 | Ramona Lynn Rogers-Windsor | Director | Purchase | 500 | $25.65 | $12.8K | SEC ↗ |
| Dec 21, 2023 | Ramona Lynn Rogers-Windsor | Director | Purchase | 500 | $23.29 | $11.6K | SEC ↗ |
| Nov 2, 2023 | Ramona Lynn Rogers-Windsor | Director | Purchase | 500 | $21.67 | $10.8K | SEC ↗ |
| Feb 6, 2023 | Ramona Lynn Rogers-Windsor | Director | Purchase | 500 | $19.69 | $9.8K | SEC ↗ |
Showing the 25 most recent of 55 Form 4 filings for CAPITAL SOUTHWEST CORP.
Most active CSWC insiders
- Christine Battist20 filings
- Ramona Lynn Rogers-Windsor17 filings
- Michael Scott Sarner5 filings
- David R Brooks4 filings
- William R Thomas III3 filings
Ask anything about CSWC insider activity
Use Trabud's AI agent to query CAPITAL SOUTHWEST CORP's Form 4 history in plain English — "Show me CSWC CEO purchases this year" or compare it against any other ticker.
Open the AI agentCSWC insider trading FAQ
Are CAPITAL SOUTHWEST CORP insiders buying or selling?
In the last 12 months, CAPITAL SOUTHWEST CORP insiders reported 7 open-market purchases ($161.3K) and 0 sales ($0) — net buying of $161.3K. Since February 2018, Trabud has recorded 55 Form 4 filings for CSWC: 55 buys ($2.3M) and 0 sells ($0). Over the full record that is net buying of $2.3M.
How many insiders trade CSWC stock?
9 distinct insider filers — officers, directors, 10%+ owners, and investment groups filing jointly — have reported Form 4 transactions for CAPITAL SOUTHWEST CORP. The most recent filing was accepted on Oct 1, 2026.
Where does Trabud get CSWC insider trading data?
All CSWC insider trading data comes directly from official SEC EDGAR Form 4 filings, which corporate insiders must submit within two business days of a transaction under Section 16(a) of the Securities Exchange Act of 1934.