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GOLDSTEIN PHILLIP Insider Trading Activity
Every SEC Form 4 transaction reported by GOLDSTEIN PHILLIP, sourced directly from SEC EDGAR and updated as new filings are accepted.
By Trabud Research Team · SEC Form 4 & insider trading data analysts
Last updated:
Quick Answer
Is GOLDSTEIN PHILLIP buying or selling?
GOLDSTEIN PHILLIP reported 43 open-market buys ($2.7M) and 41 sells ($14.1M) across 84 Form 4 filings at 5 companies — a net selling position of $11.5M.
Source: SEC EDGAR Form 4
Key Statistics (as of Jul 8, 2026)
Total Form 4 filings
84
SEC EDGAR
Companies
5
Buys (43)
$2.7M
Sells (41)
$14.1M
Insider sentiment
Net sellingNet insider flow of $11.5M in net selling, filed between May 15, 2018 – Jul 8, 2026.
Companies GOLDSTEIN PHILLIP files for
Recent GOLDSTEIN PHILLIP transactions
| Date | Ticker | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| Jul 8, 2026 | SWZ | Secretary | Purchase | 6.0K | $35.6K |
| Apr 9, 2026 | PCF | Director | Purchase | 5.7K | $31.0K |
| Mar 19, 2026 | SWZ | Secretary | Purchase | 10.0K | $59.8K |
| Mar 19, 2026 | PCF | Director | Purchase | 17.9K | $97.8K |
| Mar 9, 2026 | SWZ | Secretary | Purchase | 10.0K | $59.9K |
| Feb 25, 2026 | SWZ | Director | Purchase | 5.0K | $30.6K |
| Feb 10, 2026 | SWZ | Director | Purchase | 10.0K | $60.7K |
| Feb 4, 2026 | PCF | Director | Purchase | 17.5K | $106.0K |
| Feb 3, 2026 | SWZ | Director | Purchase | 10.0K | $59.2K |
| Dec 18, 2025 | PCF | Director | Purchase | 5.8K | $34.8K |
| Apr 8, 2025 | SPE | Chairman and Secretary | Purchase | 3.0K | $41.4K |
| Feb 26, 2025 | PCF | Director | Sale | 26.3K | $179.9K |
| Jan 21, 2025 | SWZ | Director | Sale | 4.5K | $38.3K |
| Jul 1, 2024 | PCF | Director | Sale | 90.0K | $623.7K |
| Jun 28, 2024 | PCF | Director | Sale | 144.6K | $990.9K |
| Jan 2, 2024 | SPE | Chairman and Secretary | Purchase | 1.4K | $16.1K |
| Apr 12, 2023 | PCF | Director | Purchase | 10.0K | $63.9K |
| Apr 10, 2023 | PCF | Director | Purchase | 9.5K | $61.0K |
| Apr 7, 2023 | SPE | Chairman and Secretary | Purchase | 7.4K | $80.3K |
| Mar 31, 2023 | SPE | Chairman and Secretary | Purchase | 2.2K | $24.3K |
| Mar 21, 2023 | PCF | Director | Purchase | 4.0K | $25.1K |
| Mar 15, 2023 | PCF | Director | Purchase | 790 | $5.0K |
| Feb 7, 2023 | SPE | Chairman and Secretary | Purchase | 2.0K | $23.7K |
| Feb 1, 2023 | SPE | Chairman and Secretary | Purchase | 2.0K | $23.3K |
| Feb 9, 2022 | SPE | Chairman and Secretary | Purchase | 2.0K | $29.5K |
Showing the 25 most recent filings of 84. Screen every filing.
GOLDSTEIN PHILLIP insider trading FAQ
Is GOLDSTEIN PHILLIP buying or selling?
Across 84 SEC Form 4 filings, GOLDSTEIN PHILLIP reported 43 open-market purchases totaling $2.7M and 41 sales totaling $14.1M — a net selling position of $11.5M.
Which companies does GOLDSTEIN PHILLIP file Form 4s for?
GOLDSTEIN PHILLIP has reported insider transactions at 5 companies, most often HIGH INCOME SECURITIES FUND (PCF), SPECIAL OPPORTUNITIES FUND, INC. (SPE), SWISS HELVETIA FUND, INC. (SWZ), MVC CAPITAL, INC. (MVC), HERZFELD CARIBBEAN BASIN FUND INC (HERZ).
How far back does GOLDSTEIN PHILLIP's filing history go?
Trabud holds GOLDSTEIN PHILLIP's SEC Form 4 filings from May 15, 2018 – Jul 8, 2026, sourced directly from SEC EDGAR.
Where does Trabud get GOLDSTEIN PHILLIP's insider trading data?
Directly from SEC EDGAR Form 4 filings. Every transaction on this page is a real filing accepted by the SEC, updated as new filings arrive.
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